-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QOA973e7ejvsrR4UT3awSDht2bwUDNxeeg1oTdbqQm+G3gSMIDSAXi5sPvq1nFsS qwFOIViXl+gBb1W3qotvCg== 0000899681-00-000053.txt : 20000215 0000899681-00-000053.hdr.sgml : 20000215 ACCESSION NUMBER: 0000899681-00-000053 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIND SVP INC CENTRAL INDEX KEY: 0000801338 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 132670985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-37967 FILM NUMBER: 543890 BUSINESS ADDRESS: STREET 1: 625 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126454500 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FURMAN SELZ SBIC L P CENTRAL INDEX KEY: 0000949259 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* FIND/SVP, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 317718302000 (CUSIP Number) Brian P. Friedman Furman Selz SBIC L.P. 55 East 52nd Street New York, New York 10055-0002 (212) 409-5600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 8, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ------------------------------------- ------------------------------ CUSIP No. 317718302000 Page 2 - ------------------------------------- ----------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Furman Selz SBIC L.P. 13-3756825 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* / / (a) / / (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 798,055 shares of Common Stock OWNED BY --------------------------------------------------- EACH REPORTING PERSON WITH 8 SHARED VOTING POWER 0 shares of Common Stock ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER 798,055 shares of Common Stock ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares of Common Stock - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------------- ------------------------------ CUSIP No. 317718302000 Page 3 - ------------------------------------- ----------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Furman Selz SBIC Investments LLC 13-3863604 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* / / (a) / / (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY 0 shares of Common Stock EACH REPORTING PERSON WITH ------------------------------------------------- 8 SHARED VOTING POWER 798,055 shares of Common Stock ------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 shares of Common Stock -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------------- ------------------------------ CUSIP No. 317718302000 Page 4 - ------------------------------------- ----------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Furman Selz Investments LLC 13-3863171 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* / /(a) / /(b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------- --------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY 0 shares of Common Stock EACH REPORTING PERSON WITH ----------------------------------------- 8 SHARED VOTING POWER 798,055 shares of Common Stock ----------------------------------------- 9 SOLE DISPOSITIVE POWER 0 shares of Common Stock ----------------------------------------- 10 SHARED DISPOSITIVE POWER 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------------- ------------------------------ CUSIP No. 317718302000 Page 5 - ------------------------------------- ----------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ING Furman Selz Asset Management LLC 13-4038444 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* / / (a) / / (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY 0 shares of Common Stock EACH REPORTING PERSON WITH ----------------------------------------------- 8 SHARED VOTING POWER 798,055 shares of Common Stock ----------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 shares of Common Stock ----------------------------------------------- 10 SHARED DISPOSITIVE POWER 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------------- ------------------------------ CUSIP No. 317718302000 Page 6 - ------------------------------------- ---------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ING (U.S.) Financial Holdings, Inc. 51-0262561 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* / / (a) / / (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY 0 shares of Common Stock EACH REPORTING PERSON WITH -------------------------------------------- 8 SHARED VOTING POWER 798,055 shares of Common Stock ------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 shares of Common Stock ------------------------------------------- 10 SHARED DISPOSITIVE POWER 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------------- ------------------------------ CUSIP No. 317718302000 Page 7 - ------------------------------------- ----------------------------- - ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ING BANK N.V. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* / /(a) / /(b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 shares of Common Stock OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------ 8 SHARED VOTING POWER 798,055 shares of Common Stock ------------------------------------------------ 9 SOLE DISPOSITIVE POWER 0 shares of Common Stock ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* BK - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------------- ------------------------------ CUSIP No. 317718302000 Page 8 - ------------------------------------- ----------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ING GROEP N.V. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* / / (a) / / (b) - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY OWNED BY 0 shares of Common Stock EACH REPORTING PERSON WITH ------------------------------------------------ 8 SHARED VOTING POWER 798,055 shares of Common Stock ------------------------------------------------ 9 SOLE DISPOSITIVE POWER 0 shares of Common Stock ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 798,055 shares of Common Stock - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IC - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT The Statement on Schedule 13D, filed on November 12, 1996 (the "Schedule 13D") with respect to the shares of common stock, par value $0.0001 per share ("Common Stock"), of FIND/SVP, Inc., a New York corporation (the "Company"), is hereby amended, supplemented and restated as set forth below. ITEM 1. SECURITY AND ISSUER. This statement on Schedule 13D, Amendment No. 1, relates to the Common Stock of the Company. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended and restated as follows: This Statement is being filed on behalf of Furman Selz SBIC L.P. ("Furman Selz SBIC"), Furman Selz SBIC Investments LLC ("FS SBIC Investments"), Furman Selz Investments LLC ("FS Investments"), ING Furman Selz Asset Management LLC ("ING FS Management"), ING (U.S.) Financial Holdings, Inc. ("ING (U.S.) Financial Holdings"), ING Bank N.V. ("ING Bank") and ING Groep N.V. ("ING Groep") (collectively, the "Reporting Persons"). ING Groep owns 100% of ING Bank, which owns 100% of ING (U.S.) Financial Holdings, which owns 100% and is the Managing Member of ING FS Management, which owns 100% and is the Managing Member of FS Investments, which owns 100% and is the Managing Member of FS SBIC Investments, which is the General Partner of Furman Selz SBIC. The following table provides certain information about each of the Reporting Persons.
Citizenship or State of Principal Occupation OR NAME AND ADDRESS INCORPORATION/ORGANIZATION BUSINESS Furman Selz SBIC 55 East 52nd Street Delaware Small Business Investment New York, NY 10055-0002 Company FS SBIC Investments 55 East 52nd Street Delaware Holding Company New York, NY 10055-0002 FS Investments 55 East 52nd Street Delaware Holding Company New York, NY 10055-0002 ING FS Management 230 Park Avenue Delaware Holding Company New York, NY 10169 ING (U.S.) Financial Holdings 135 East 57th Street Delaware Holding Company New York, NY 10022 ING Bank P.O. Box 810 The Netherlands Bank 1000 AV Amsterdam, The Netherlands ING Groep Strawinskylaan 2631 The Netherlands Insurance Company 1077 ZZ Amsterdam, The Netherlands
The name, business address, present principal occupation and citizenship of each executive officer and director of FS SBIC Investments and FS Investments are set forth on Appendixes A and B respectively on the Schedule 13D. The directors and executive officers of ING FS Management are the following: Timothy Schantz President Edmund A. Hajim CEO Robert Miller Executive Vice President & CFO Kevin Cassidy Executive Vice President Gerald Lins General Counsel Joseph Kaminsky Senior Vice President Wendy Prager Vice President and Assistant Secretary Benjamin Emanuel Vice President David Rutkin Vice President The directors and executive officers of ING (U.S.) Financial Holdings are the following: Directors: Michael Petrycki Wietze Prinsen Bart Staal Officers: Fernando Gentil President Bart Staal Executive Vice President Joseph Kaminsky Senior Vice President Benjamin Emanuel Vice President David Rutkin Vice President Andrew S. Durch General Counsel, Secretary and Manading Director Mark Seffinger Assistant General Counsel and Assistant Secretary Patrick Murphy Assistant Secretary Edward Chow Assistant Secretary The Executive Board of ING Bank is the following: E. Kist Chairman C. Maas Chief Financial Officer M. Tilmant Vice Chairman F.S. Hubbel J.M.H. Lindenbergh A.H.G. Rinnoy Kan D. Robbins The Executive Board of ING Groep is the following: E. Kist Chairman C. Maas Chief Financial Officer M. Tilmant Vice Chairman F.S. Hubbel J.M.H. Lindenbergh A.H.G. Rinnoy Kan D. Robbins (d) and (e). None of the Reporting Persons, and to the knowledge of the Reporting Persons, none of the other individuals named have, within the last five years, been convicted in criminal proceeding (excluding traffic violations or similar misdemeanors), or have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding been or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS. Item 3 is hereby amended to add the following thereto: As of November 12, 1996 (the date of the Schedule 13D), Furman Selz SBIC benefically owned 900,000 shares of Common Stock. Furman Selz SBIC did not exercise its option to purchase additional warrants prior to December 31, 1997 and thus beneficially owned 900,000 shares of Common Stock as of that date. From January 12, 2000 through February 11, 2000, Furman Selz SBIC sold an aggregate of 101,945 shares of Common Stock for a net price of $311,858.68. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended to add the following thereto: As of November 5, 1999, the Company had 7,121,919 shares of Common Stock outstanding. (a) As of the date of this Statement, Furman Selz SBIC is the direct beneficial owner of 798,055 shares of Common Stock, or 9.9% of 8,021,919 shares of Common Stock (which includes the 7,121,919 shares of Common Stock outstanding on November 5, 1999 and the 900,000 shares of Common Stock beneficially owned by Furman Selz SBIC on November 5, 1999). (b) FS SBIC Investments, in its capacity as General Partner of Furman Selz SBIC, and each of FS Investments, ING FS Management, ING (U.S.) Financial Holdings, ING Bank and ING Groep, in their capacities as 100% shareholders of Reporting Persons, may be deemed to own beneficially (as defined in Rule 13d-3 promulgated under the Securities Act, as amended) the Common Stock owned by Furman Selz SBIC. Each of such persons disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. In addition, each of such persons may be deemed to share with Furman Selz SBIC the power to vote or direct the vote and dispose or to direct the disposition of the shares owned beneficially by Furman Selz SBIC. (c) Schedule A hereto describes transactions in the Common Stock effected during the 60 days preceeding February 8, 2000 and subsequently to the date hereto. (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 is hereby amended and restated as follows: Except as described in Item 3, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the Reporting Persons and between such persons and any person with respect to any Common Stock of the Company including, but not limited to, transfer or voting of any of the Common Stock of the Company, finders' fees, joint ventures, loan or option agreements, puts or calls, guarantees of profits, divisions of profits or loss, or the giving or withholding of proxies. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Item 7 of the Schedule 13D is hereby amended to read as follows: 1. Joint Reporting Agreement and Power of Attorney executed by each of the Reporting Persons. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2000 FURMAN SELZ SBIC L.P. By: /s/ Brian P. Friedman Name: Brian P. Friedman Title: President of General Partner FURMAN SELZ SBIC INVESTMENTS LLC By: /s/ Brian P. Friedman Name: Brian P. Friedman Title: President FURMAN SELZ INVESTMENTS LLC By: /s/ Brian P. Friedman Name: Brian P. Friedman Title: President ING FURMAN SELZ ASSET MANAGEMENT LLC By: /s/ Robert Miller Name: Robert Miller Title: Executive Vice-President ING (U.S.) FINANCIAL HOLDINGS, INC. By: /s/ Robert Miller Robert Miller, under Power of Attorney ING BANK N.V. By: /s/ Robert Miller Robert Miller, under Power of Attorney ING GROEP N.V. By: /s/ Robert Miller Robert Miller, under Power of Attorney JOINT REPORTING AGREEMENT AND POWER OF ATTORNEY WHEREAS, the statement or amended statement of Schedule 13D (the "Joint Statement") to which this joint reporting agreement and power of attorney (the "Agreement") is an exhibit is being filed on behalf of two or more persons (collectively, the "Reporting Persons"); and WHEREAS, the Reporting Persons prefer to file the Joint Statement on behalf of all of the Reporting Persons rather than individual statements on Schedule 13D/A on behalf of each of the Reporting Persons; NOW THEREFORE, the undersigned hereby agree as follows with each of the other Reporting Persons: 1. Each of the Reporting Persons is responsible for the timely filing of the Joint Statement and any amendments thereto. 2. Each of the Reporting Persons is responsible for the completeness and accuracy of the information concerning such Reporting Person contained in the Joint Statement. 3. None of the Reporting Persons is responsible for the completeness or accuracy of the information concerning the other Reporting Persons contained in the Joint Statement, unless such Reporting Person knows or has reason to believe that such information is inaccurate. 4. The undersigned agrees that the Joint Statement is, and any amendment thereto will be, filed on behalf of each of the Reporting Persons. 5. Each of Furman Selz SBIC, L.P., Furman Selz SBIC Investments LLC and Furman Selz Investments LLC hereby appoints Brian P. Friedman and James L. Luikart, and each of them individually, as attorneys-in-fact with authority to execute and deliver on behalf of it any and all documents (including any amendments thereto) required to be filed or otherwise executed and delivered by it pursuant to the Securities Exchange Act of 1934, as amended, the Securities Act of 1933, as amended, all other federal, state and local securities and corporation laws, and all regulations promulgated thereunder. 6. Each of ING Furman Selz Asset Management LLC, ING (U.S.) Financial Holdings, Inc., ING Bank N.V. and ING Groep N.V. hereby appoints Robert Miller as attorney-in-fact with authority to execute and deliver on behalf of it any and all documents (including any amendments thereto) required to be filed or otherwise executed and delivered by it pursuant to the Securities Exchange Act of 1934, as amended, the Securities Act of 1933, as amended, all other federal, state and local securities and corporation laws, and all regulations promulgated thereunder. 7. This Agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same document. Dated: February 10, 2000 FURMAN SELZ SBIC L.P. By: /s/ Brian P. Friedman Name: Brian P. Friedman Title: President of General Partner FURMAN SELZ SBIC INVESTMENTS LLC By: /s/ Brian P. Friedman Name: Brian P. Friedman Title: President FURMAN SELZ INVESTMENTS LLC By: /s/ Brian P. Friedman Name: Brian P. Friedman Title: President ING FURMAN SELZ ASSET MANAGEMENT LLC By: /s/ Robert Miller Name: Robert Miller Title: Vice President ING (U.S.) FINANCIAL HOLDINGS, INC. By: /s/ Andrew Druch Name: Andrew Druch Title: Secretary ING BANK N.V. By: /s/ J.H.J. Houben Name: J.H.J. Houben Title: Managing Principal By: /s/ P.F.M. Van Lierop Name: P.F.M. Van Lierop Title: Senior Legal Advisor ING GROEP N.V. By: /s/ J.H.J. Houben Name: J.H.J. Houben Title: Managing Principal Schedule A Date of Sale No. Of shares of Common Approximate Sale Price Stock Sold Per Share Of Common Stock (Exclusive of Commissions) 1/12/00 20,000 $3.0156 1/14/00 5,000 $2.8125 1/18/00 2,500 $2.4375 1/19/00 11,000 $2.5515 1/21/00 5,945 $2.6250 1/24/00 5,000 $2.2500 1/25/00 3,000 $3.1875 1/26/00 9,500 $3.2664 1/28/00 1,000 $3.1250 1/31/00 4,000 $3.1875 2/8/00 20,000 $3.2656 2/10/00 15,000 $3.3125 -----END PRIVACY-ENHANCED MESSAGE-----